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Gain baseline knowledge of the entire trade lifecycle

New York Institute of Finance
Professional Certificate inBrokerage Operations

What you will learn

  • Identify the key roles of Brokerage Operations and recognize the characteristics of the marketplace and how it interacts with the operation process.
  • Identify the steps to process a trade and understand the role of clearing corporations.
  • Understand the settlement process and how to transfer securities.
  • Understand the relevant regulations around the securities margining process and the purpose for Brokerage Accounting.
  • Recognize the two primary records kept in a brokerage firm and the purpose of the general ledger.

  • Expert instruction
    0 skill-building courses
  • 0 months
    NaN

Courses in this program

NYIF's Brokerage Operations Professional Certificate

Program endorsements

career-focused Learner Testimonial

The Brokerage Operations Course provided me with a deeper knowledge of operations areas that I will need in my role while serving my firm's operations department.

Josh Williams, Previous Student

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