Navigate regulation and risk for compliance excellence

Lo que aprenderás

• Discover what is meant by regulation, why it is needed and recognise the different regulatory structures and powers granted to regulators by legislation.
• Comprehend the key events that have shaped our regulated environment and gain an understanding of why these events, for example the impact of globalisation, politics, and technology, are significant.
• Appreciate why managing compliance and regulatory risk is essential. An understanding of the role of the compliance function, the compliance professional within it and the main actions undertaken by them.
• Identify the key relationships compliance teams should build and maintain as well as the most important skills that need to be developed to be a successful compliance professional.
• Define what risk-based compliance, conduct risk, prudential and financial crime compliance is, in addition to the importance of data protection and effective change management.